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05 — Vendor (Sub-processor) Management Policy

Owner Security + Legal
Review cadence Annual per vendor
Approver CTO
Last reviewed 2026-04
Mapped controls CC9.2

1. Principle

Every third party with access to customer data, or operating in the production critical path, undergoes due-diligence at onboarding and annually thereafter.

2. Vendor categorization

Tier Definition Required reviews
Critical Vendor processes customer data OR vendor outage causes >30 min of downtime SOC 2 Type II + DPA + annual review + named contact
Important Vendor processes only metadata OR outage causes degraded service SOC 2 Type I or II + annual review
Routine Internal tooling; no customer data; outage causes only internal friction Initial security questionnaire only

3. Current sub-processor list

Vendor Tier Service DPA SOC 2
Amazon Web Services Critical Hosting (compute, storage, DB, IAM, KMS) Yes (AWS Customer Agreement DPA) Type II ✓
Stripe Critical Billing & payment Yes Type II ✓
Cognito (AWS) Critical Auth/SSO (covered by AWS DPA) (covered)
GitHub Critical Source control + CI/CD Yes Type II ✓
Railway Important Failover hosting Yes Type II / type I
PagerDuty Important Critical alerting Yes Type II ✓
Slack Important Internal comms Yes Type II ✓
Cloudflare Important DNS + CDN Yes Type II ✓
Sentry (if used) Important Error monitoring Yes Type II ✓
OpenAI / Bedrock Routine AI inference (no PII) Bedrock: AWS DPA / OpenAI: data processing addendum Bedrock: covered / OpenAI: SOC 2

Public list maintained at docs.telecomtowerpower.com.br/legal/sub-processors/ per LGPD/GDPR transparency requirements.

4. Onboarding due diligence

Before granting a new vendor access to customer data or critical-path operations:

  1. Security questionnaire — typically SIG-Lite or vendor's own SOC 2.
  2. DPA executed — covering LGPD + GDPR + scope of processing.
  3. Risk assessment — added to the risk register.
  4. Approval — CTO sign-off recorded in evidence/vendors/<vendor>/onboarding.pdf.

5. Annual review

For Critical and Important vendors:

  • Refresh of SOC report (current within 12 months).
  • Review of DPA validity and any sub-sub-processor changes.
  • Confirm named contact still valid.
  • Document any incidents or material changes since last review.
  • Re-score risk in the register.

Output: evidence/vendors/<vendor>/YYYY-review.pdf.

6. Termination

When ending a vendor relationship:

  • Confirm vendor deletion of customer data (request written confirmation).
  • Revoke API keys, IAM users, integration tokens.
  • Update sub-processor list and notify customers ≥30 days in advance per Ultra contract.

7. Sub-processor changes

Material additions or removals require:

  • Customer notification ≥30 days before activation (per LGPD Art. 17 + GDPR Art. 28).
  • Update of public sub-processor list.
  • Update of this policy.